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Policy Statement › Financial Conduct Authority (FCA) › Compliance

Cadwalader, Wickersham & Taft LLP

FCA and PRA Issue Joint Guidelines on Prudential Assessments for Acquisitions in Regulated Firms

Cadwalader, Wickersham & Taft LLP on

The UK’s Financial Conduct Authority (“FCA”) and Prudential Regulation Authority (“PRA”) have issued a joint policy statement on their guidelines for the prudential assessment of acquisitions and increases in qualifying...more

Proskauer Rose LLP

FCA Confirms New Rules to Improve Oversight of Appointed Representatives - Insights

Proskauer Rose LLP on

On 3 August 2022, the UK’s Financial Conduct Authority (“FCA”) published a policy statement (PS22/11) on improvements to the appointed representatives (“ARs”) regime. The FCA  consulted on amendments to the AR framework in...more

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