Video: Artificial Intelligence Use in Political Campaigns
Mitigating Political-Law Risk
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[Podcast] Top 5 Takeaways from New Jersey’s 2023 Pay-to-Play Reform
[Podcast] New Year, New PAC: Have a Successful PAC Audit in 2023
Should Your Company Take a Stand on Political and Social Issues?
Pay to Play Risk is High due to New Jersey 2021 Elections: Reduce your risk now!
H.R. 1 – Disclosures, Disclaimers, and FEC Certifications: What Corporations, Non-Profits, and Trade Associations Need to Know
Political and Controversial Activity in the Workplace [More with McGlinchey Ep. 11]
Can Feds Force Companies to Disclose Political Spending?
With political campaign activity ramping up as the fall elections approach, the Securities and Exchange Commission (SEC) has indicated it will continue stringent enforcement of Investment Advisers Act Rule 206(4)-5 (the...more
INTRODUCTION - As the November 2020 elections approach, investment advisers and other financial institutions who do business with, or seek to do business with, public pension plans and other government entities should...more
Recent actions by financial industry regulators, including the Securities and Exchange Commission (“SEC”), the Financial Industry Regulatory Authority, Inc. (“FINRA”), and the Municipal Securities Rulemaking Board (“MSRB”),...more
On January 17, 2017, the SEC announced nine settled enforcement actions for violations of the pay-to-pay rule against private equity, venture capital and hedge fund sponsors. The firms involved agreed to pay monetary...more
SEC Enforcement Action against Private Equity Fund Adviser - On June 1, 2016, the SEC announced that a private equity fund adviser and its principal owner agreed to pay more than $3.1 million to settle SEC charges that,...more