Video: Artificial Intelligence Use in Political Campaigns
Mitigating Political-Law Risk
Early Returns Law and Politics with Jan Baran: Sean Cooksey Shares FEC Menu for 2024
[Podcast] Top 5 Takeaways from New Jersey’s 2023 Pay-to-Play Reform
[Podcast] New Year, New PAC: Have a Successful PAC Audit in 2023
Should Your Company Take a Stand on Political and Social Issues?
Pay to Play Risk is High due to New Jersey 2021 Elections: Reduce your risk now!
H.R. 1 – Disclosures, Disclaimers, and FEC Certifications: What Corporations, Non-Profits, and Trade Associations Need to Know
Political and Controversial Activity in the Workplace [More with McGlinchey Ep. 11]
Can Feds Force Companies to Disclose Political Spending?
It’s election season in America – and for investment advisers (registered or exempt), that means a renewed focus on Rule 206(4)-5, the political contributions rule, commonly known as the “pay-to-play rule.”...more
On August 19, 2024, the U.S. Securities and Exchange Commission (SEC) settled with a registered investment adviser (Adviser),1 whereby the Adviser paid a $95,000 civil money penalty in addition to being censured for...more
On August 6, 2024, US Vice President Kamala Harris announced Minnesota Gov. Tim Walz as her running mate for the 2024 presidential election. This selection triggers the political contributions rule under the Investment...more
With heightened attention to investment and depository rules as well as increased enforcement of federal and state pay-to-play rules, registered investment advisers (RIAs) and broker-dealers should address the unique legal...more
SEC Enforcement Action against Private Equity Fund Adviser - On June 1, 2016, the SEC announced that a private equity fund adviser and its principal owner agreed to pay more than $3.1 million to settle SEC charges that,...more