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Price Manipulation Investment Adviser False Statements

Seward & Kissel LLP

SEC Charges Publisher for Manipulation Scheme Targeting Retail Investors

Seward & Kissel LLP on

Who may be interested: Investment Advisers - Quick Take: The SEC filed a complaint in federal court charging activist short publisher Andrew Left and Citron Capital, LLC, an investment adviser he operated, with securities...more

Dorsey & Whitney LLP

SEC Enforcement: A Review of 3Q21

Dorsey & Whitney LLP on

The new Director of the Enforcement Division, Gurbir Grewal, assumed his position during the Third Quarter of 2021. Even if he hits the ground running it typically takes time to adjust to the environment. ...more

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