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Prohibited Transactions › Securities Exchange Act › Derivatives

Proskauer - Regulatory & Compliance

SEC Adopts New Rule Prohibiting Conflicts of Interest in Certain Securitizations

Proskauer - Regulatory & Compliance on

Following the financial crisis of 2007-2009 and Congressional investigations into the securitization market, the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 prohibited securitization participants from...more

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