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Publicly-Traded Companies › Cooperation › Compliance

The Volkov Law Group

SEC Outlines “Effective Cooperation” Standard

The Volkov Law Group on

The Securities and Exchange Commission is catching up to DOJ.  Not in enforcement but in transparency. After years of criticism, the Justice Department has set the gold standard for transparency and providing guidance on...more

Royer Cooper Cohen Braunfeld LLC

Is Your Compliance Program Active or Passive? It Matters.

Royer Cooper Cohen Braunfeld LLC on

The SEC's Director of the Division of Enforcement, Gurbir S. Grewal, outlined five principles of effective cooperation with the SEC during his keynote address at the Securities Enforcement Forum West 2024 conference...more

NAVEX

Compliance Paid for Itself in Many Ways in 2016

NAVEX on

“A culture of ethics ties long-term performance to the interests of long-term stakeholders.” — Larry Fink, Chief Executive of Blackrock The quote above was mentioned by Timothy Erblich, CEO of Ethisphere, at the...more

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