News & Analysis as of

Real Estate Development Securities and Exchange Commission (SEC)

Pillsbury - Gravel2Gavel Construction & Real...

Real Estate & Construction News Roundup (1/30/24) – Life Science Construction to Increase, Overall Homeownership is Majority...

In our latest roundup, hospitality and real estate companies create living options, SEC questions some financial institutions on exposure to risks from CRE, renting shows signs of overtaking buying in the housing market, and...more

Pillsbury - Gravel2Gavel Construction & Real...

Real Estate & Construction News Round-Up (06/29/22)

Housing market activity is on the downtick, the Partnership for Global Infrastructure and Investment launches, the SEC proposes a climate rule that signals a new era for real estate, and more....more

Whitman Legal Solutions, LLC

Evaluating Real Estate Investments – Buyer Sources and Uses of Funds

Like buying a concert ticket, real estate investors pay for more than just real estate when they invest in real estate. Although most of the money usually goes to purchase real estate, savvy investors should know where their...more

Farrell Fritz, P.C.

In my Backyard: Real Estate Developers can Use Equity Crowdfunding both to Fund Projects and Convert Opposition

Farrell Fritz, P.C. on

Real estate developers should seriously consider equity crowdfunding to fund development projects for two major reasons, one of which has little or nothing to do with money. ...more

Goodwin

Financial Services Weekly News - November 2018 #3

Goodwin on

In This Issue. Federal banking regulators proposed the long-awaited “community bank leverage ratio,” which would exempt community banks with a leverage ratio of at least 9% from Basel III capital requirements; the Federal...more

Ballard Spahr LLP

Investment Management Update

Ballard Spahr LLP on

Rewards and Risks in Opportunity Zone Funds - H.R. 1—informally known as the Tax Cuts and Jobs Act—became law on December 22, 2017. Included in the Act is a new program intended to spur the reallocation of investments...more

Robins Kaplan LLP

Your daily dose of financial news The Brief – 4.19.16

Robins Kaplan LLP on

Oh, Theranos. 2016’s not really your year, is it? Word emerged yesterday that the DOJ and SEC are joining health officials in taking a closer look at the blood-testing company, though details of their investigation are...more

Dorsey & Whitney LLP

SEC Cites Firm’s Inadequate Books For Delaying Investigation

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The SEC took the unusual step of citing the inadequacy of the books and records of the firm for “adversely impacting” its investigation and “causing unreasonably prolonged uncertainty concerning” the company’s historic...more

Sands Anderson PC

Crowdfunding and Real Estate Development

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The real estate development market continues to open up to crowdfunding, and the changes to capital raising for real estate projects could be significant if only a small portion of the potential of these new methods take...more

Dorsey & Whitney LLP

SEC Files Offering Fraud, Microcap Fraud Actions

Dorsey & Whitney LLP on

Microcap fraud and offering fraud cases are staples of SEC enforcement. The agency added to its totals in these areas, filing an additional offering fraud and microcap fraud action. SEC v. Mogler, Civil Action No. 15-cv-01814...more

Dorsey & Whitney LLP

SEC Files Another Fraud Action Based on EB-5 Program

Dorsey & Whitney LLP on

The EB-5 program is supposed to provide a path to a permanent green card. The program was designed to create that path for foreign national who invest specified sums in the U.S. that create jobs – a win win for everyone....more

Stinson - Corporate & Securities Law Blog

First Regulation A+ Offering Document Appears on EDGAR

Perhaps the first Regulation A+ offering document has appeared on EDGAR. According to the documents it is a Tier 2 offering for up to $50,000,000. The offering circular states the offering commenced on June 19, 2015. The...more

Smith Anderson

First Reg A Issuer to Complete State Review Process Would Do It Again

Smith Anderson on

This Growth Capital Investor article references Smith Anderson attorneys Benji Jones and Merrill Mason. A company that focuses on micro-lending for independent builders in real estate is now the first Reg A issuer to...more

Holland & Knight LLP

Condo Hotel Branding: Benefits and New Risks with Rule 506(c) - Condo Hotel Projects Sold as Exempt Securities Require Informed...

Holland & Knight LLP on

Condominium hotels are a subject of renewed interest, buoyed by the rising tide for real estate generally. These projects are also encouraged by favorable trends for financing under the SEC's new Rule 506(c) that allows...more

Bilzin Sumberg

Editorial: Recent Changes in SEC Rules Creates Opportunities for Condo Hotel Developers

Bilzin Sumberg on

The real estate market is back and with it has come renewed interest in building condo hotels, especially in popular vacation destinations like Miami, Orlando and Las Vegas. Condo hotels were very popular among foreign...more

Dorsey & Whitney LLP

SEC Enforcement: One Step Forward, Two Back?

Dorsey & Whitney LLP on

The SEC’s courtroom victory in the Wyly case on Monday was a significant step forward for a program that has struggled to find its swagger. While taking that step forward the enforcement program may have taken two steps back...more

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