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Regulatory Agenda Pilot Programs

Eversheds Sutherland (US) LLP

Dual registrant regulatory roundup - August 2024

Welcome to the Regulatory Roundup. Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from the...more

McDermott Will & Emery

International Legal Highlights / Spring, 2024

DOJ DOUBLES DOWN ON CORPORATE ENFORCEMENT WITH NEW WHISTLEBLOWER PROGRAM - During the 2024 American Bar Association National Institute on White Collar Crime (the 2024 White Collar Conference) earlier in March US Attorney...more

King & Spalding

DOJ's Criminal Division Launches Pilot Program on Voluntary Self-Disclosures for Individuals

King & Spalding on

On April 15, 2024, the Criminal Division of the U.S. Department of Justice (“DOJ”) announced the launch of its Pilot Program on Voluntary Self-Disclosures for Individuals. U.S. Dep’t of Justice, The Criminal Division’s Pilot...more

Parker Poe Adams & Bernstein LLP

New DOJ Whistleblower Program Is Reminder for Companies to Bolster Culture Around Reporting

The U.S. Department of Justice (DOJ) recently announced plans to roll out a new whistleblower program later this year following a 90-day development plan aimed at uncovering criminal conduct related to corporate wrongdoing....more

ArentFox Schiff

DOJ Continues Focus on Corporate Crime with New Whistleblower Program

ArentFox Schiff on

On March 7, at the annual American Bar Association (ABA) National Institute on White Collar Crime, US Deputy Attorney General (DAG) Lisa Monaco announced a new whistleblower program that will provide financial rewards to...more

Zuckerman Spaeder LLP

The Race to Report: Regulators Announce New Whistleblower Programs Aimed at Increasing Voluntary Self-Disclosure from Companies

Zuckerman Spaeder LLP on

Telling on yourself is not an intuitive defense. But federal regulators and prosecutors at last week’s ABA National Institute on White Collar Crime urged companies and executives to consider doing so or risk being beat to the...more

Robinson & Cole LLP

SDNY USAO Formalizes Race to the Prosecutor’s Office with Whistleblower Pilot Program That Pits Individual Whistleblowers Against...

Robinson & Cole LLP on

On January 10, 2024, U.S. Attorney Damian Williams announced the Whistleblower Pilot Program (Program) for the U.S. Attorney’s Office (USAO) of the Southern District of New York (SDNY) to encourage self-reporting and...more

Bradley Arant Boult Cummings LLP

Compensation Incentives and Clawback Provisions: DOJ Launches Pilot Program to Encourage Corporate Compliance Programs

On March 3, the Criminal Division of the Department of Justice announced a two-part pilot program to encourage corporations to implement compliance programs with provisions for employee compensation incentives and clawbacks...more

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