News & Analysis as of

Remote Working Pilot Programs

McGlinchey Stafford

FINRA Adopts Two New Rules Impacting Remote Work by Member Firms and Associated Persons

McGlinchey Stafford on

In a regulatory notice published on January 23, 2024, the Financial Industry Regulatory Authority (FINRA) announced the adoption of two proposed rules, both of which impact how member firms and associated persons approach...more

Goodwin

FINRA Approves Remote Branch Inspection Pilot Program

Goodwin on

On January 23, 2024, FINRA announced the addition of new Supplementary Material .18 to FINRA Rule 3110 (Supervision) to adopt a voluntary, three-year remote inspections pilot program (Pilot Program) to allow eligible members...more

Cozen O'Connor

New York Note – Remote Work Pilot, Mayoral Appointments, Power Players

Cozen O'Connor on

Remote Work Pilot Expanded for Non-Unionized Employees- Mayor Adams announced the expansion of the remote work pilot for non-unionized city employees. This follows a remote work pilot, which was implemented with DC37 as...more

DirectEmployers Association

OFCCP Week In Review: January 2021 #2

The DE OFCCP Week in Review (WIR) is a simple, fast and direct summary of relevant happenings in the OFCCP regulatory environment, authored by experts John C. Fox, Candee Chambers and Jennifer Polcer. In today’s edition, they...more

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