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Risk Mitigation Compliance Business Operations

PilieroMazza PLLC

Managing Small Business Risk, Part I: Expect Litigation Even When It Seems Unlikely

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No business wants to be investigated or charged by the government, sued by a competitor, or compelled to defend against an employment lawsuit. The risks of such litigation to any company are so predictable, though, that large...more

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What Whistleblowing Laws Does My Company Need to Comply With?

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Every year, the global regulatory landscape becomes more complex. New legislation, evolving standards of practice, and enforcement nuances can be too obscure – or too fast-moving – for in-house compliance or legal functions...more

American Conference Institute (ACI)

[Event] 17th Forum on the Foreign Corrupt Practices Act - January 24th - 25th, Houston, TX

As the most anticipated gathering for the community in Texas and the region, don’t miss out on re-connecting with your peers and more! With the continued focus on FCPA compliance and the anticipated rise in enforcement,...more

American Conference Institute (ACI)

[Webinar] FCPA Data Analytics, The Board and Senior Management - May 18th, 1:00 pm - 2:00 pm EDT

5 Things to Know for Securing Buy-In and Budgets for Data-Driven Compliance, Monitoring and Investigations... During this one-hour webinar, you will gain practical takeaways on: - What to anticipate: Recent examples of...more

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Shifting Your Regulatory Compliance to a Risk-Based Approach

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The idea of a proactive or a risk-based approach is not new and may seem obvious: Identify the greatest risks to your organization and prioritize the related controls, policies, and procedures. This is familiar territory for...more

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3 Coronavirus Compliance Tips From the SEC

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The coronavirus crisis is far from over, and compliance professionals still need every scrap of guidance that regulators can provide about how to run compliance programs in these difficult times. So when the Securities and...more

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