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Faegre Drinker Biddle & Reath LLP

What’s New with FINRA’s Recent 2025 Regulatory Oversight Report

2025 is here, and so is FINRA’s 2025 Annual Regulatory Oversight Report (Report). On January 28, 2025, FINRA published the Report, which provides firms with insight into FINRA’s findings from recent observations and...more

Bass, Berry & Sims PLC

Privacy Perils: Pandemic Identity Theft

Bass, Berry & Sims PLC on

The past few months have been hard on many people and businesses. Some of us may even know individuals who lost their job due to the pandemic. Unfortunately, there are always those who prey on the misfortunate...more

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