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Secretary of State Corporations Code Publicly-Traded Companies

Allen Matkins

Some Publicly Traded Corporations Have The Right To Remain Silent When They Are Publicly Held

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Readers of this space will know that the California's board diversity statutes apply to "publicly held corporations" and that California's corporate disclosure law applies to "publicly traded corporations".   Although these...more

Allen Matkins

Harvard Law Professor Warns Nasdaq's Proposed Board Diversity Rule Would Harm Investors

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Jesse Fried is the Dane Professor of Law at the Harvard Law School.  He and  Lucian Bebchuk wrote the book, Pay without Performance: the Unfulfilled Promise of Executive Compensation, a critical assessment of corporate...more

Allen Matkins

Why All Publicly Held Corporations Do Not File Corporate Disclosure Statements

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California's female and underrepresented communities quota requirements apply to "publicly-held corporations".  California's Corporate Disclosure Statement requirement applies to "publicly-traded corporations".  California's...more

Allen Matkins

Secretary Of State Issues 2020 Women On Boards Report

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The legislation creating California's female director board quota requires the Secretary of State to publish on his Internet website a report no later than March 1, 2020 a report of the following...more

Allen Matkins

Are Some Publicly Held California Corporations Exempt From The State's Female Board Quota Law?

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Corporations Code Section 301.3(a) provides: "No later than the close of the 2019 calendar year, a publicly held domestic or foreign corporation whose principal executive offices, according to the corporation’s SEC 10-K...more

Allen Matkins

Has The Secretary Of State Missed The Mark In Defining "Publicly Held Corporation"?

Allen Matkins on

Yesterday, I noted that the California Secretary of State's office is mailing reminder letters to certain "publicly held" and "publicly traded" corporations. The letter explains that these are two different categories...more

Allen Matkins

Secretary of State Mails Corporate Filing Reminder

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The California Secretary of State's business programs division is reminding some corporations of their annual filing obligation and California's new female director quota legislation. The reminder is being mailed to...more

Allen Matkins

Can The Secretary Of State Refuse To Enforce California's Board Gender Quota Law?

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The constitutional infirmities of California's novel board gender quota law have been remarked on by everyone from former Governor Jerry Brown to the legislative consultants who prepared bill analyses. Now there is a pending...more

Allen Matkins

Key Unanswered Questions About California's Gender Quota Law

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The California legislature has directed the Secretary of State to publish a report by March of next year on the number of corporations that are in compliance with the state's unique board gender quota law. The legislature has...more

Allen Matkins

Publicly Held Corporations and Publicly Traded Corporations - Non Bis In Idem?

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California's new female director quota requirement applies to publicly held domestic or foreign corporations with their principal executive offices located in California. Cal. Corp. Code §§ 301.3 & 2115.5. California's older...more

Allen Matkins

Why The Mandated Report On Female Directors Fails To Provide Meaningful Information

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As noted yesterday, the California Secretary of State published a report on its website concerning publicly domestic or foreign corporations with principal executive offices are located in California. This report was required...more

Allen Matkins

Secretary Of State's Office To Be Tested In Implementing New Gender Quota Law

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California's new law imposing gender quotas on boards of publicly held corporations imposes significant new responsibilities on the office of the California Secretary of State. This will put the office in the difficult...more

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