The number of filings increased slightly despite a large decline in federal Section 11 and state 1933 Act filings....more
Ninth Circuit Holds that Purchasers of Unregistered Shares in Slack’s Direct Listing May Bring Securities Act Claims; Small Class of Crypto Purchasers Recommended for Certification; Tether to Pay $41 Million to Settle...more
This issue includes summaries and associated court opinions of selected cases principally decided between October 2019 and January 2020. ...more