News & Analysis as of October 18, 2024

Public Offerings

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The Securities Exchance Act is a United States federal statute enacted in 1934 to govern the secondary securities trading market. In addition, the Securities Exchange Act established the Securities and Exchange... more +

The Justice Insiders Podcast: Meet the Securities and Exchange (and Human Resources) Commission

Nutter Securities Enforcement Update: January 1, 2024

Nutter McClennen & Fish LLP on 1/17/2024

The Nutter Securities Enforcement Update is a periodic summary of noteworthy recent securities enforcement activity, settlements, decisions, and charges....more

The Latham FPI Guide: Accessing the US Capital Markets From Outside the United States - 2022 Edition

Latham & Watkins LLP on 9/7/2022

Fabry-Pérot Interferometer, SA is a highly successful non-US company known to the world as FPI. FPI is considering doing a debt or equity offering in the United States. What are the key legal issues it, and its underwriters...more

SEC Proposes to Expand “Test-the-Waters” Modernization Reform to All Issuers

Dechert LLP on 3/9/2019

On February 19, 2019, the U.S. Securities and Exchange Commission (the “SEC”) proposed new rule 163B under the Securities Act of 1933, as amended (the “Securities Act”), which would permit all issuers, not just Emerging...more

The Latham FPI Guide: Accessing the US Capital Markets From Outside the United States

Latham & Watkins LLP on 9/11/2018

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Securities Exchange Act › Investment Company Act of 1940 › Public Offerings

Nutter Securities Enforcement Update: January 1, 2024

The Latham FPI Guide: Accessing the US Capital Markets From Outside the United States - 2022 Edition

SEC Proposes to Expand “Test-the-Waters” Modernization Reform to All Issuers

The Latham FPI Guide: Accessing the US Capital Markets From Outside the United States

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