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Hong Kong Stock Exchange

Morrison & Foerster LLP

Hong Kong’s New Capital Investment Entrant Scheme (CIES) – A Gateway for Private Funds

The Hong Kong government’s upcoming launch of the new Capital Investment Entrant Scheme (CIES) in mid-2024 represents a strategic initiative designed to attract high net worth investors and diversify the city’s investment...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights – April 2023

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The Stock Exchange of Hong Kong Limited (SEHK) announced new chapter on Listing Rules The SEHK announced on 24 March 2023 the expansion of Hong Kong's listing framework for the listings of Specialist Technology Companies...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights – February 2023

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The Stock Exchange of Hong Kong Limited (SEHK) publishes Listed Issuer Regulation Newsletter - The SEHK published the Listed Issuer Regulation Newsletter (December 2022 edition) (Newsletter), to provide latest regulatory...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights – January 2023

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The Stock Exchange of Hong Kong (SEHK) takes disciplinary action against China Bright Culture Group (stock code: 109) and two current and former executive directors - Key message: • Newly-listed companies must keep...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights – October 2022

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The Stock Exchange of Hong Kong (SEHK) takes disciplinary action against Good Resources Holdings Limited (delisted) (previous stock code: 109) and its former director Key messages: • Listed companies must not use their...more

Hogan Lovells

Talk the talk – Hong Kong court calls on regulators to enhance investor protection

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In Securities and Futures Commission v Sound Global Ltd [2022] HKCFI 3025, the Honourable Madam Justice Linda Chan was forthright in her view that regulators should step up when it comes to enforcing investor protection with...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights – September 2022

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SEHK publishes updates on frequently asked questions (FAQs) The Stock Exchange of Hong Kong (SEHK) published the following updates on FAQs: • FAQ No. 102-2022 to 117-2022 on questions relating to Special Purpose...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights – August 2022

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The Stock Exchange of Hong Kong (SEHK) publishes new enforcement bulletin (August 2022 edition) (the Enforcement Bulletin) SEHK published the Enforcement Bulletin regarding the latest learnings and actions of its enforcement...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights – July 2022

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The Stock Exchange of Hong Kong (SEHK) publishes revised e-forms and guidelines for new listing applicants - SEHK published the following revised e-forms and their corresponding revised form filling guidelines: On the...more

Hogan Lovells

Hong Kong Corporate and Regulatory Insights - June 2022

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The Stock Exchange of Hong Kong (SEHK) takes disciplinary action against Mingfa Group (International) Company Limited (stock code: 846) (the Company) and four former directors Key messages: • Directors must act honestly,...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights – May 2022

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The Stock Exchange of Hong Kong (SEHK) publishes revised e-forms SEHK published the following revised eForms: On the Main Board: • M112 - IPO application form for waiver from strict compliance with requirement under the...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights – April 2022

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The Stock Exchange of Hong Kong(SEHK) launches board diversity repository and enhances ESG academy SEHK launched a board diversity repository to improve access to information on and transparency around board diversity, and...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights – March 2022

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Hogan Lovells' Hong Kong Corporate & Regulatory Insights March 2022 edition is published today to keep you abreast of the recent legal and regulatory developments in the Hong Kong corporate market. ...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights – – Outlook 2022

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The Stock Exchange of Hong Kong (SEHK) takes disciplinary action against Yihua Overseas Investment Ltd (the Issuer)(delisted, previous debt Stock Code: 5293) and its authorised representative Key messages: • An issuer must...more

Hogan Lovells

Hong Kong Corporate and Regulatory Insights August 2021

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The Stock Exchange of Hong Kong Limited (SEHK) takes disciplinary action against a former director of Winto Group (Holdings) Limited (the Company) (Stock Code: 8238) - The GEM Listing Committee of SEHK (the GEM Listing...more

Hogan Lovells

Hong Kong Corporate & Regulatory Insights — May 2021

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The Stock Exchange of Hong Kong Limited (SEHK) publishes Listed Issuer Regulation Newsletter SEHK published Listed Issuer Regulation Newsletter with the following highlights: Issuers meeting financial reporting obligations...more

Dechert LLP

COVID-19 Coronavirus: Regulatory Impact – Focus on Global Market Abuse Risks

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Key Takeaways - The COVID-19 coronavirus outbreak has undoubtedly increased firms’ exposure to market abuse risks in a number of ways: Due to the rapidly changing consequences of restrictions caused by COVID-19 for...more

Dechert LLP

COVID-19 Coronavirus – Reporting Obligations for Hong Kong Public Companies

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In light of the global COVID-19 pandemic, some public companies in Hong Kong are struggling to meet their financial reporting obligations under the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong...more

Dechert LLP

Financial Services Quarterly Report - First Quarter 2018: Hong Kong SFC Publishes Consultation Proposals on Public Fund...

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Following an initial “soft” consultation with industry participants and relevant stakeholders, the Securities and Futures Commission (SFC) launched a three-month consultation on proposed amendments to the Code on Unit Trusts...more

Dechert LLP

Financial Services Quarterly Report - Second Quarter 2017: Hong Kong Consultation on Guidelines on Online Distribution and...

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The use of online platforms for distribution of financial products has become increasingly popular in Hong Kong. In May 2017, the Hong Kong Securities and Futures Commission (SFC) issued a Consultation Paper inviting comments...more

Dechert LLP

Financial Services Quarterly Report - Third Quarter 2016: The Shenzhen–Hong Kong Stock Connect

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The official announcement of the launch of the long-awaited Shenzhen-Hong Kong Stock Connect was jointly made by the Securities and Futures Commission of Hong Kong (SFC) and the China Securities Regulatory Commission (CSRC)...more

K&L Gates LLP

China Gives Green Light to the Launch of Shenzhen-Hong Kong Stock Connect

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According to the joint announcement of the China Securities Regulatory Commission ("CSRC") and the Securities and Futures Commission of Hong Kong ("SFC") dated 16 August 2016, the two regulatory authorities have approved, in...more

Dorsey & Whitney LLP

Full Steam Ahead for the Through-Train – Part Two: The Shenzhen-Hong Kong Stock Connect

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The Shanghai-Hong Kong Stock Connect (“Shanghai Train”), a pilot program for establishing mutual stock market access between Mainland China and Hong Kong, was announced in April 2014 by Premier Li Keqiang at the Boao Forum...more

Cadwalader, Wickersham & Taft LLP

Alibaba Structure Forces Hong Kong Stock Exchange to Assess its Position on Corporate Governance

Alibaba Group, the holding company for a group of People’s Republic of China-based Internet e-commerce companies with sales that exceed those of eBay and Amazon combined, has announced plans to make an initial public offering...more

Wilson Sonsini Goodrich & Rosati

Hong Kong Stock Exchange Revises Listing Rules to Implement New Regime for Hong Kong IPOs

Overview In December 2012, the Securities and Futures Commission of Hong Kong (SFC), the securities regulatory watchdog in Hong Kong, initiated a new sponsor regime by imposing enhanced conduct requirements on...more

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