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Self-Policing Self-Reporting Securities and Exchange Commission (SEC)

White & Case LLP

SEC Enforcement Director Outlines His View of Effective Cooperation

White & Case LLP on

In February 2024, we published an alert discussing the significant benefits of prompt self-reporting and cooperation during a US Securities and Exchange Commission ("SEC") investigation. This past week, during his keynote...more

Perkins Coie

Securities Enforcement Forum West 2023: SEC Stresses Cooperation, Self-Policing, and Self-Reporting

Perkins Coie on

Senior Division of Enforcement officials from the U.S. Securities and Exchange Commission (SEC) shared the stage on May 23, 2023, with SEC alumni, private practitioners, and other professionals in the field at Securities...more

Holland & Knight LLP

Cooperation Credit in False Claims Act Cases

Holland & Knight LLP on

Companies facing liability under the False Claims Act (FCA) often desire early resolution with the Department of Justice (DOJ) through settlement. Hand in hand with the decision to settle comes the decision of whether or not...more

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