News & Analysis as of December 22, 2024

Commodities Futures Trading Commission

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SEC Is Looking at Your Vendor Contracts for Whistleblower Restraints – Fines Seven More Companies

Wiley Rein LLP on 9/11/2024

The U.S. Securities and Exchange Commission (SEC) recently settled charges against seven companies for violating SEC Rule 21F-17(a), which prohibits conduct that hinders whistleblowing to the SEC. The settlements focus on...more

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SEC Is Looking at Your Vendor Contracts for Whistleblower Restraints – Fines Seven More Companies

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