News & Analysis as of October 13, 2024

Conflicts of Interest

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SEC Settles Charges with Adviser for Failing to Disclose Conflicts of Interest

Seward & Kissel LLP on 4/1/2024

Who may be interested: Investment Advisers; Registered Investment Companies; Boards of Directors - Quick Take: The SEC recently settled charges with an investment adviser relating to the adviser’s failure to disclose...more

Investment Funds Update - Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

Dechert LLP on 5/13/2015

Update of the AMF Doctrine on French Professional Specialized Funds - The AMF updated its Instruction n° 2012-06 specifying the rules to be followed (i) for the drafting of the prospectus of a French Professional...more

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Settlement › Fees › Conflicts of Interest

SEC Settles Charges with Adviser for Failing to Disclose Conflicts of Interest

Investment Funds Update - Europe: Legal and regulatory updates for the funds industry from the key asset management centres and...

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