News & Analysis as of October 15, 2024

Civil Monetary Penalty

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Jarkesy: SEC Change-Up - The Supreme Court Curbs the Use of Administrative Courts for Litigated Fraud Claims and Civil Penalties

Venable LLP on 7/8/2024

In a landmark decision issued last week, SEC v. Jarkesy, the Supreme Court held that the Seventh Amendment guarantees a defendant a jury trial when the SEC seeks civil penalties against the defendant for committing securities...more

The Scope Of SEC Defendants' Jury Trial Right: Part 2

WilmerHale on 7/14/2016

This is the second of four articles examining the scope of the Seventh Amendment jury trial right for civil defendants in U.S. Securities and Exchange Commission enforcement actions. The previous article explained why the...more

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Seventh Amendment › Securities Exchange Act › Civil Monetary Penalty

Jarkesy: SEC Change-Up - The Supreme Court Curbs the Use of Administrative Courts for Litigated Fraud Claims and Civil Penalties

The Scope Of SEC Defendants' Jury Trial Right: Part 2

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