From Distance Meetings to Diversity Reports: 2020 Updates for NY State Businesses
Who may be interested: Closed-End Funds; Investment Advisers - Quick Take: The New York Stock Exchange LLC (“NYSE”) filed an application with the SEC proposing amendments to Section 302.00 of its Listed Company Manual...more
COVID-19 RELATED REGULATORY UPDATES - SEC Emphasizes the Importance of Delivering Timely and Material Information to Investment Company Investors...more
On March 13, 2020, the Securities and Exchange Commission (SEC) announced that the staff of the SEC’s Division of Corporation Finance and the Division of Investment Management (Staff) have published guidance to assist public...more