News & Analysis as of October 31, 2024

Financial Services Industry

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5 Huge Reasons Banks Need to Archive Their Websites & Social Media Accounts

Pagefreezer on 7/15/2024

The digital revolution has transformed the banking industry. As financial services and associated communications move online, it is more important than ever for institutions to manage and control their online presence....more

The Bottom Line on Archiving Online Communications Under SEC Rules 17a-3 and 17a-4

Hanzo on 4/15/2020

If you’re in the financial services industry, you’ve got a lot on your plate. You’re researching investments, advising customers, marketing your business, and maintaining strict compliance with a veritable alphabet soup of...more

The Pros and Cons of Using APIs for Web Archiving

Hanzo on 5/6/2019

If you’re a regular reader of Hanzo, we’ve probably already convinced you that you need to be archiving any social media profiles that your organization maintains, along with your website. Chances are you’ve heard us talk...more

WARC and WORM Digital Storage: Web Archiving Essentials

Hanzo on 4/25/2019

WARCs? WORMs? Is this a lost installment of the Lord of the Rings? Unfortunately, no. Rather, WARC and WORM are abbreviations that you should be familiar with if you’re maintaining digital archives for regulatory compliance,...more

FINRA Regulatory Requirements for Archiving, Recordkeeping, and Supervision in 2019

Hanzo on 3/14/2019

The Financial Industry Regulatory Authority's (FINRA) constantly updated record of disciplinary actions contains a mixed bag of run-of-the-mill infractions, unethical behavior, and large-scale corporate misconduct and...more

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