News & Analysis as of

Technology Compliance Chief Compliance Officers

Sheppard Mullin Richter & Hampton LLP

Key Takeaways from the DOJ Antitrust Division’s Updated Compliance Guidance: It’s Not Just Criminal Anymore

The Department of Justice’s Antitrust Division (“Antitrust Division”) recently updated its Evaluation of Corporate Compliance Programs in Criminal Antitrust Investigations guidance document (“Antitrust Compliance Guidance”)....more

Dorsey & Whitney LLP

DOJ Updates the Evaluation of Corporate Compliance Program Memorandum, Emphasizing Emerging Technologies, Data Analytics, and...

Dorsey & Whitney LLP on

On September 23, 2024, the U.S. Department of Justice (“DOJ”) released updates to its Evaluation of Corporate Compliance Programs policy (the “Updated ECCP”), building upon the March 2023 updates. Since 2017, DOJ has offered...more

American Conference Institute (ACI)

Leveraging Ethical AI for Effective Compliance

Artificial Intelligence (AI) can be a powerful tool to help data leaders make more informed decisions that improve business outcomes and drive growth, but if not designed correctly it can quickly become a bane for legal and...more

Society of Corporate Compliance and Ethics...

The AI debate is only going to get louder

Don’t look now, but the noisy debate over artificial intelligence (AI) has risen a few notches with the recent introduction of ChatGPT. AI has been a topic of conversation for several years, but ChatGPT has taken everyone’s...more

Reveal

8 Internal Investigation Trends That Will Define The Legal Industry in 2023

Reveal on

As a corporate investigator, you know that there are nuances to internal investigations that fluctuate over time. While the basic mandate stays the same - investigate potential wrongdoing and noncompliance to determine...more

Hanzo

How Regulatory Rulings Shape Compliance Best Practices

Hanzo on

How do you ensure that your business complies with every law, rule, and regulation that governs its operations? Are you doing everything you can to write sound policies, monitor compliance, and respond to issues?...more

Barnea Jaffa Lande & Co.

COVID-19, From Crisis to Opportunity

Much has been written about instability in the corporate world brought on by COVID-19. Alongside the health risks caused by the virus, it has also resulted in a serious economic crisis at every level. Parallel to these...more

NAVEX

Compliance Solutions: What Regulators Expect – and How to Prepare

NAVEX on

The 2020 Update to the US Department of Justice’s Evaluation of Corporate Compliance Programs outlines best practices for risk and compliance professionals on a wide variety of topics, including program design, measures, and...more

Latham & Watkins LLP

Updated DOJ Guidance on Corporate Compliance Programs Emphasizes Technology, Real-Time Compliance Data, and Lessons Learned

Latham & Watkins LLP on

The guidance provides insights for corporations seeking to develop and implement a best-in-class compliance program. On June 1, 2020, the US Department of Justice (DOJ) issued updated guidance (Updated Guidance) regarding...more

Thomas Fox - Compliance Evangelist

31 Days to a More Effective Compliance Program - Originating a Compliance Ecosystem

The compliance profession seems to be an inflection point, moving away from the lawyer-driven written policies and procedures to a more operationalized regime where compliance is a part of the overall ecosystem embedded...more

The Volkov Law Group

Get Compliance Straight – The Need to Automate

The Volkov Law Group on

I am reluctant to start off the New Year with a negative comment or posting.  But I have a significant concern about the path and current state of ethics and compliance....more

Eversheds Sutherland (US) LLP

The OCC’s 2019 annual report addresses anti-money laundering risks for financial institutions

The Office of Comptroller of the Currency (the OCC) has published its 2019 annual report (the Annual Report), which summarized the OCC’s strategic priorities for 2019. The Annual Report also highlighted the OCC’s key...more

The Volkov Law Group

The Future of Compliance – The New Proactive CCO (Part III of III)

The Volkov Law Group on

The path of the compliance profession has been remarkable.  Recently, I have seen a number of tweets and postings from compliance thought leaders touting the accomplishments of compliance and the transformation of the...more

Thomas Fox - Compliance Evangelist

Casebook of Sherlock Holmes: The Marazin Stone and Storytelling in Compliance

Every corporate compliance program should have the employees trust and they should feel connected to the notion of doing business ethically and in compliance, if not the compliance function should fold up the tent and go...more

The Volkov Law Group

Compliance and Technology – Rational Actors Need to Adopt Technology

The Volkov Law Group on

I always enjoyed the assumption underlying economic models – assuming people are rational actors, then . . . Sometime people do not act rationally, and sometimes people react out of fear or make unrealistic assumptions....more

The Volkov Law Group

“The Future is Now” — Compliance and Technology

The Volkov Law Group on

This posting is not a “pie in the sky” outline of compliance in the future, when technology works seamlessly with compliance functions. My focus today is on what is happening now in the compliance world when it comes to...more

The Volkov Law Group

E-Mail Communications: The Devil is on the Server

The Volkov Law Group on

It is hard to imagine how prosecutors were able to bring cases before there was email communications. When I was a prosecutor, we looked for evidence in a lot of other sources, internal memos, calendars and other places where...more

Williams Mullen

Export Control Laws for the General Counsel

Williams Mullen on

You are the chief legal officer of a U.S. company. Your CEO walks into your office and announces that your company is about to conclude its first international sale. In addition, the company has just appointed distributors in...more

The Volkov Law Group

Automation and AML/BSA Compliance

The Volkov Law Group on

The future of compliance includes technology solutions. Do not get me wrong – technology is not a panacea but it is an important strategy for leveraging resources. In the anti-corruption and sanctions compliance arenas,...more

Moore & Van Allen PLLC

Applications like WhatsApp are reshaping government investigations and should be refocusing how compliance departments handle...

White Collar, Regulatory Defense, and Investigations Client Update - In today’s high tech world, the ways to communicate are almost limitless. This presents risks for organizations and challenges for compliance...more

The Volkov Law Group

Technology is Transforming Third Party Risk Management: Predicting the Future

The Volkov Law Group on

I usually avoid predicting the future because I am often wrong. But in this case I’m going to make an exception. Here is my 100 percent, sure-to-be true prediction: technology is going to change how compliance professionals...more

NAVEX

2015 Trends: #9 Technology-enabled ethics and compliance is ready for takeoff

NAVEX on

By every indication we are about to witness a dramatic leap in technology-enabled ethics and compliance. Tech Advancement in Key E&C Areas - Trends and our own client experiences are demonstrating that we are...more

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