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Technology Financial Services Industry Financial Industry Regulatory Authority (FINRA)

Latham & Watkins LLP

FINRA Sets Up Shop in the Metaverse

Latham & Watkins LLP on

On October 24, 2024, the Office of Financial Innovation (OFI) of the Financial Industry Regulatory Authority, Inc. (FINRA) published “The Metaverse and the Implications for the Securities Industry” (the Report)....more

Perkins Coie

FINRA, Federal Banking Agencies Issue Guidance on Third-Party Risk Management

Perkins Coie on

Recent guidance from financial industry regulators reminds market participants to remain mindful of their business, compliance, and operational obligations when incorporating technology vendors as a fundamental part of their...more

Perkins Coie

The Pandemic and the End of Digital Transformation in the Financial Services Industry: Moving from Transformation to Digital...

Perkins Coie on

The COVID-19 pandemic altered and disrupted what was considered normal and is thrusting many companies, especially financial institutions, into a new reality where the need for intense digitization is no longer an optional...more

Goodwin

Financial Services Weekly News - January 2017 #3

Goodwin on

Editor's Note - Opposition Emerges to OCC FinTech Charter. In advance of the deadline to submit comments to the Office of the Comptroller of the Currency’s (OCC) paper proposing a federal FinTech charter, the Conference...more

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