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Technology Policies and Procedures

StoneTurn

20 Years of Trends: Reflections and the Future

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When it comes to asset tracing, what are the top trends you’re advising clients on? First and foremost, do it early. Do not wait until you have an award or judgment has been handed out as it is already too late. By this...more

Sterne, Kessler, Goldstein & Fox P.L.L.C.

Does the United States Patent Office Protect Unpublished Applications When Searching the Internet and Artificial Intelligence...

Short answer: Yes, but… Short answer: Yes, but… Many practitioners in sensitive technology areas file patent applications with non-publication requests or may abandon their applications if examination is not going well...more

IR Global

Managing Remote Workers – 7 Best Practices

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An Accountant in Missouri has run her business for over 20 years. In 2020, she hired her first ‘remote worker’ but now 4 out of 11 of her team members work remotely. What she thought would be a temporary shift has become...more

Eversheds Sutherland (US) LLP

Dual registrant regulatory roundup - May 2024

Welcome to the Regulatory Roundup. Each month, Eversheds Sutherland Investment Services attorneys review significant regulatory developments (including notable rulemakings and guidance from securities regulators) from the...more

Woods Rogers

Overview of Virginia’s AI Executive Order

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In January 2024, Virginia Governor Glenn Youngkin announced and signed Executive Order 30 on Artificial Intelligence (EO 30), establishing “important safety standards to ensure the responsible, ethical, and transparent use of...more

Skadden, Arps, Slate, Meagher & Flom LLP

Understanding SEC’s Focus Amid Lack of Final AI Rules

Last year, the U.S. Securities and Exchange Commission (SEC) proposed ambitious rules relating to artificial intelligence (AI) that have drawn significant commentary and criticism. While it is unlikely that any changes in the...more

Warner Norcross + Judd

FINRA’s Remote Office Inspection Pilot Program

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FINRA Rule 3110(c)(1) requires broker-dealers to conduct onsite inspections of their offices of supervisory jurisdiction (OSJs), branch offices and non-branch locations. In response to the COVID-19 pandemic, FINRA adopted...more

Fenwick & West LLP

Does Your Company Have (or Need) an AI Use Policy? Four Considerations

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According to recent data, nearly 60% of employees are either using or about to use AI in the workplace. However, just over 20% of employers actually have policies around its use. Company leaders and boards are asking the...more

CloudNine

6 Key eDiscovery Tips from Master’s Conference New York

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Imagine a day-long gathering of the pantheon of east coast-based eDiscovery experts, with an agenda replete with the hottest topics in eDiscovery, change management and AI, and you have last week’s Master’s Conference in New...more

DarrowEverett LLP

Danger, Does Not Compute: SEC Takes Aim at Predictive Data Analytics Per Proposed Rules

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On July 26, 2023, the Securities and Exchange Commission (“SEC”), in a 3-2 vote, issued a release (the “Release”) containing proposed rules to address conflicts of interest associated with broker dealers’ and investment...more

Health Care Compliance Association (HCCA)

Artificial intelligence: Compliance considerations for provider organizations

Artificial intelligence (AI) is nothing new to the healthcare industry, as many organizations and clinicians have utilized such tools in some capacity for many years. Imaging-related AI to support radiologists is not...more

Bradley Arant Boult Cummings LLP

How Smart Is Your Artificial Intelligence Policy?

There is a great YouTube video that has been circulating the internet for half a decade that reimagines a heuristically programmed algorithmic computer “HAL-9000” as Amazon Alexa in an iconic scene from “2001: A Space...more

Foley Hoag LLP

FDA Releases Guidance on Submissions for AI/ML-Enabled Devices

Foley Hoag LLP on

On April 3, 2023, the Food and Drug Administration (FDA) published in the Federal Register an announcement of availability for the draft guidance, Marketing Submission Recommendations for a Predetermined Change Control Plan...more

StoneTurn

Insider Risk and The Protection of Critical Trade Secrets

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While the global pandemic has highlighted the perils of remote work, decades of collective experience undertaking internal investigations for corporations and their advisors in connection with the misappropriation of...more

Jenner & Block

Government Contracts Legal Round-Up | 2022 Issue 19

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Welcome to Jenner & Block’s Government Contracts Legal Round‑Up, a biweekly update on important government contracts developments. This update offers brief summaries of key developments for government contracts legal,...more

StoneTurn

Shifting Cyber Landscape – Crisis Awareness as a Means to Prevent and Prepare

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Crises and uncertainty are inevitable forces in modern business, particularly in cyber and digital. General counsels and legal risk executives are well suited to lead preparedness and resiliency for future crises, uniting key...more

Paul Hastings LLP

No Longer a ‘Nice to Have’: ESG and What it Means for Life Sciences Companies

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In April 2022, the U.K. Health Secretary, Sajid Javid, announced plans to prohibit the United Kingdom’s National Health Service (“NHS”) from buying goods and services connected with forced labour or human trafficking. This...more

StoneTurn

Technology and Data Can be Powerful Fraud Investigative Tools or Create Massive Headaches. Need an Advil?

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Multi-national organizations battle fraud and corruption risks daily given the size, scale, and complexities of their businesses, increased regulation and enforcement, and challenges preparing for a post-pandemic fraud...more

Schwabe, Williamson & Wyatt PC

Policies and Practical Tips to Prepare for a Hybrid Work Culture

Prior to the pandemic, companies allowed remote work sparingly and where necessary because of the location of certain key players in other states or countries. Many employers felt that remote work was not practical, citing...more

Mitchell, Williams, Selig, Gates & Woodyard,...

Arkansas Department of Energy and Environment UAV/Drone Program: Dan Pearson (Chief Information Officer) Arkansas Environmental...

Mr. Dan Pearson of the Arkansas Department of Energy and Environment (“ADEE”) undertook a presentation on May 15th as part of the Arkansas Environmental Federation Land & Sustainability Webinar Series addressing: Arkansas...more

NAVEX

Compliance Solutions: What Regulators Expect – and How to Prepare

NAVEX on

The 2020 Update to the US Department of Justice’s Evaluation of Corporate Compliance Programs outlines best practices for risk and compliance professionals on a wide variety of topics, including program design, measures, and...more

Clark Hill PLC

Five Key Considerations to Developing Defensible AI

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The possibilities for artificial intelligence applications in business seem unlimited. Algorithms are being developed, and in some cases are already implemented, to handle customer inquiries, process loan applications, train...more

Hogan Lovells

The European Commission sets out its expectations on internal compliance programs for dual-use controls

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Compliance with export control laws is one of the main challenges of a compliance department. Yet significant personal risks for management have put the topic high on the agenda of legal/compliance departments. ...more

Thomas Fox - Compliance Evangelist

Forward Thinking in Compliance

Some of the most interesting innovations in compliance come from folks who do not have a background in either compliance or legal training. I have found it is because their perspective is so different that they spot things...more

The Volkov Law Group

Compliance and Technology

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We need to start giving compliance a better foundation of basic knowledge, strategies and practical approaches. The compliance profession can adopt common solutions to problems for different companies....more

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