Ad Law Tool Kit Show – Episode 12 – Telemarketing and Texting
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Sitting with the C-Suite: Best Practices in Mobile Device Data Preservation
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Video | Tips for Managing the Preservation of Mobile Device Data
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Health Tech Podcast - Episode 3: HIPAA, HITECH and TCPA
Overview - On 3 April 2024, the US Securities and Exchange Commission (the SEC) announced the first settlement with a stand-alone registered investment adviser for, among other things, failures to maintain and preserve...more
The SEC’s Office of Compliance Inspections and Examinations (the “OCIE”) recently issued a risk alert (the “Alert”) regarding electronic messaging by registered investment advisers (“RIAs”). As used in the Alert, the term...more
• On December 14, the SEC’s OCIE issued a Risk Alert summarizing the findings of its limited-scope examination initiative relating to electronic messaging. • Noting a “pervasive use” of electronic messaging by adviser...more