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Transparency Policies and Procedures

Perkins Coie

Cybersecurity for Lawyers: Open-Source Software Supply Chain Attacks

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In this post in our series on basic cybersecurity concepts for lawyers, we address open-source software (OSS) supply chain risk. OSS is software developed using an “open-source” protocol, meaning that its code is fully...more

Mitratech Holdings, Inc

The State of Ethics Hotlines in 2024

Leveraging 40,000 anonymous ethics hotline reports and expansive customer interviews, Syntrio’s latest analysis uncovers trends in misconduct, reporting, and more...more

McDermott Will & Emery

Senate Policy Roadmap Steers Generative AI Toward Transparency

In May 2024, the Bipartisan Senate AI Working Group released a roadmap to guide artificial intelligence (AI) policy in several sectors of the US economy, including intellectual property (IP)...more

Davis Wright Tremaine LLP

All-In on AI: Bipartisan Senate AI Policy Roadmap Identifies Areas of Consensus

On March 15, 2024, the Bipartisan Senate Artificial Intelligence Working Group (the "AI Working Group")—led by Senate Majority Leader Chuck Schumer (D-N.Y.) and Sens. Mike Rounds (R-S.D.), Martin Heinrich (D-N.M.), and Todd...more

Jackson Lewis P.C.

The Importance of Whistleblower Protection and Wellbeing in the Age of Mental Health Awareness

Jackson Lewis P.C. on

There are countless examples in recent news highlighting the potential for far-reaching consequences when wrongdoing goes unchecked, and when whistleblowers face unbridled public scrutiny. Safety hazards could result in...more

Sheppard Mullin Richter & Hampton LLP

Responsible AI – Everyone is Talking About it But What Is It?

The development of AI continues to advance at a blistering pace, increasing the need for companies to employ AI governance and adopt policies for the responsible development and deployment of AI. While the term “responsible...more

Mitratech Holdings, Inc

HR Compliance Demystified: A Comprehensive Guide for Employers

For HR leaders, HR compliance can sometimes seem as complex as a Rubik’s cube. In this comprehensive guide, we will demystify HR compliance for you and provide valuable insights to help your business stay on the right side of...more

Spilman Thomas & Battle, PLLC

The Academic Advisor - Education Law Insights, Issue 1, January 2024

Welcome to the first issue of The Academic Advisor for 2024. In this edition, we examine the following topics of import for schools, institutions of higher education, and other education-focused organizations: -...more

Husch Blackwell LLP

Bytes and Boundaries: Why You Need an Employee AI Use Policy

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Employers know that artificial intelligence (AI) is here to stay, but so many are grappling with the initial question: where do we even begin? Recognizing the benefits of AI, many companies have decided that allowing...more

Mitratech Holdings, Inc

10 Common HRC Mistakes and How to Avoid Them

Mitratech Holdings, Inc on

For Human Resources, compliance is king. Ensuring that your organization follows all applicable laws and regulations is a legal obligation and crucial for maintaining a healthy and productive work environment. However,...more

NAVEX

5 Core Elements of a Digital Trust Program

NAVEX on

Nearly every company today relies on technology to operationalize their business in one form or another. While the use cases for technology, including artificial intelligence (AI), vary among companies and industries, its...more

Mintz - Health Care Viewpoints

Biden Executive Order Calls for HHS to Establish Health Care-Specific Artificial Intelligence Programs and Policies

On October 30, 2023, the Biden Administration released and signed an Executive Order on the Safe, Secure, and Trustworthy Development and Use of Artificial Intelligence (Executive Order) that articulates White House...more

Lowenstein Sandler LLP

The SEC’s Private Fund Adviser Rules Explained — Part 2: The Preferential Treatment Rule

Lowenstein Sandler LLP on

On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) adopted new and amended rules under the Investment Advisers Act of 1940, as amended (the Advisers Act), to address certain conflicts of interest and...more

Mintz

Compliance Dates Are Set: A Roadmap for Private Fund Advisers to Start Preparing for the SEC’s New Rules for Private Fund Advisers

Mintz on

The US Securities and Exchange Commission (“SEC”) recently finalized sweeping new rules for private fund advisers (the “PFA Rules”) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”). The PFA Rules...more

Wiley Rein LLP

Generative AI Policies: Five Key Considerations for Companies to Weigh Before Using Generative AI Tools

Wiley Rein LLP on

“Generative AI” tools – i.e., tools that use artificial intelligence (AI) technology to generate content, such as text, images, and videos – have become increasingly popular. As a result, companies are quickly facing...more

King & Spalding

SEC Adopts Share Repurchase Amendments

King & Spalding on

On May 3, 2023, the U.S. Securities and Exchange Commission (the “Commission”) adopted amendments to its rules regarding share repurchase disclosures (the “Final Rules”) in an effort to enhance transparency and...more

King & Spalding

FDA Publishes Draft AI/ML-Enabled Medical Device Guidance. Is it Everything We Hoped?

King & Spalding on

First mentioned in a 2019 discussion paper entitled “Proposed Regulatory Framework for Modifications to Artificial Intelligence/Machine Learning (AI/ML)-Based Software as a Medical Device (SaMD),” the idea of a defined set of...more

Carlton Fields

ABA Sound Advice: Conducting Civil Rights Audits: Benefits and Best Practices

Carlton Fields on

On this podcast, two former AUSAs discuss the role of outside counsel in a civil rights audit, also known as a corporate culture review. Corporate governance litigator Jack Clabby talks with his colleague, Simon Gaugush, a...more

Society of Corporate Compliance and Ethics...

[Virtual Event] ESG and Compliance Conference - April 26th, 7:55 am - 3:15 pm CDT

Discover how to set and accomplish your ESG goals - Environment, Social, and Governance (ESG) is no longer an isolated function within a company, nor is it an issue only for publicly traded companies. It’s front and...more

Ankura

Implementing the NIST Privacy Framework – Communicate Function

Ankura on

In this fourth installment of five articles centered around the core functions within the National Institute of Standards and Technology (NIST) Privacy Framework, we cover the Communicate function and the corresponding...more

Harris Beach PLLC

Governor Hochul Signs Legislation Requiring Online Posting of Documents 24 Hours Prior to Discussion at Open Meetings

Harris Beach PLLC on

This week, Governor Hochul signed legislation aimed at improving transparency of government at all levels. The amendment to the Open Meetings Law mandates, as much as practicable, to have any resolutions, laws, rules,...more

Holland & Knight LLP

Más sociedades colombianas obligadas a tener Programas de Transparencia y Ética Empresarial

Holland & Knight LLP on

La Superintendencia de Sociedades (Supersociedades), el 9 de agosto de 2021, expidió la Circular 100-000011, por medio de la cual modificó integralmente las directrices aplicables a la adopción de los programas de...more

Mitratech Holdings, Inc

OFCCP Regional Directors Talk ‘Nuts and Bolts” at the 2021 NILG Annual Conference

Four of the six OFCCP Regional Directors (RDs) attended the recent 2021 NILG National Conference.  Michelle Hodge spoke about the Mid-Atlantic District she is managing until later this month (when she becomes OFCCP Deputy...more

Vinson & Elkins LLP

Rate Expectations: SEC Charges Credit Ratings Agency For Undisclosed Adjustments to Ratings

Vinson & Elkins LLP on

On February 16, 2021, the Securities and Exchange Commission (“SEC”) filed a civil complaint against Morningstar Credit Ratings LLC (“Morningstar”), a credit rating agency, alleging violations of the disclosure and internal...more

Proskauer - The Capital Commitment

Private Equity Adviser Settles with SEC for Misallocation of Internal Expenses Relating to “Third-Party Tasks”

The SEC issued an order imposing sanctions against private equity adviser Rialto Capital Management, LLC (“Rialto”) for violations of the Advisors Act relating to expense allocation. The settlement addressed Rialto’s...more

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