News & Analysis as of

United Kingdom Financial Conduct Authority (FCA) Open-Ended Fund Companies (OFCs)

Skadden, Arps, Slate, Meagher & Flom LLP

FCA Preserves Key Tool for Activists in Listing Rules Reform

Activist shareholders had a busy 2023: The incidence of activist campaigns in Europe soared by almost 70% compared to 2022, according to data compiled by Skadden and Activistmonitor. As we described in a previous issue of The...more

Hogan Lovells

Funds and asset management regulatory news, September 2020

Hogan Lovells on

Open-ended funds: FCA and BoE review survey on liquidity mismatch - On 26 August 2020, the UK Financial Conduct Authority (FCA) updated its COVID-19 webpage to announce that it has launched a joint survey with the Bank of...more

Hogan Lovells

Funds and asset management regulatory news, August 2020 #2

Hogan Lovells on

Liquidity mismatch in authorised open-ended property funds: FCA CP20/15 - The UK Financial Conduct Authority (FCA) is consulting, in CP20/15, on liquidity mismatch in authorised open-ended property funds....more

BCLP

FCA consults on a redemption notice-period model for authorised open-ended property funds

BCLP on

Scrutiny of illiquid assets and open-ended funds is a familiar theme; as is the context of these funds being forced to suspend dealings in times of stress, either to deal with the high volume of redemption requests (for...more

Dechert LLP

COVID-19 Coronavirus: Facing a Global Challenge: Key Considerations for Fund Managers

Dechert LLP on

The outbreak of the COVID-19 coronavirus is causing business disruption on an unprecedented scale. After more than a decade of sustained economic growth, market volatility and central bank intervention has returned. ...more

BCLP

Illiquid assets and open-ended funds: the FCA’s final rules on handling liquidity risks during market uncertainty

BCLP on

The FCA has published its Policy Statement PS19/24 on illiquid assets and open-ended funds and feedback to its October 2018 Consultation Paper CP18/27. The overall aim is to reduce the potential for harm to investors in funds...more

A&O Shearman

UK Conduct Regulator Consults on Illiquid Assets and Open-Ended Funds

A&O Shearman on

The U.K. Financial Conduct Authority has launched a consultation on illiquid assets and open ended funds, following responses from stakeholders to a discussion paper it issued early in 2017. After observing the impact of...more

A&O Shearman

UK Financial Conduct Authority Discusses Open-Ended Funds Holding Illiquid Funds

A&O Shearman on

The Financial Conduct Authority published a Discussion Paper on open-ended investment funds investing in illiquid assets. The FCA is seeking feedback on whether its rules and regulatory approach to open-ended funds that hold...more

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