Lailey Rezai

Lailey Rezai

Mayer Brown

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Proposed State Securities Registration Amendments for Smaller Offerings

On November 1, 2018, the North American Securities Administrators Association, Inc. (“NASAA”) released for public comment proposed updates to the SCOR Statement of Policy and the SCOR Form (Form U-7). According to the NASAA,...more

11/21/2018  /  Amended Rules , Bad Actors , Financial Statements , NASAA , Registration Requirement , Securities , Small Offering Exemptions , Updated Forms
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