Vanessa Meeks

Vanessa Meeks

Quarles & Brady LLP

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Annual Update of Form ADV and Recent Regulatory Changes Affecting Advisers (UPDATED)

As a reminder, each registered investment adviser must file an annual updating amendment to its Form ADV within 90 days of its fiscal year end. This means an adviser with a December 31 fiscal year end will be required to file...more

1/16/2024  /  Asset Management , Compliance , Corporate Transparency Act , Cybersecurity , Form ADV , Investment Adviser , Investment Management , Registered Investment Advisors , Risk Management , Securities and Exchange Commission (SEC)

Annual Update of Form ADV and Recent Regulatory Changes Affecting Advisers

As a reminder, each registered investment adviser must file an annual updating amendment to its Form ADV within 90 days of its fiscal year end. This means an adviser with a December 31 fiscal year end will be required to file...more

1/26/2023  /  Disclosure Requirements , Environmental Social & Governance (ESG) , Form ADV , Investment Adviser , Registered Investment Advisors , Securities and Exchange Commission (SEC)
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